Cleantech & Nano Blog

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EPA’s New “Draft Guidance” for Fracking: Oil/Gas Industry Generally Pleased, But Caution Is Advised

Posted in EPA

In the Federal Register of May 10, 2012, U.S. EPA issued long-awaited “Draft Guidance” for regulating the highly controversial and rapidly-growing practice known as hydraulic fracturing — or “fracking” — for natural gas and oil. See 77 FR 27451. EPA is requesting written public comments on the draft guidance (with a deadline of July 9, 2012). 

The practice of fracking is credited for greatly expanding the volumes of natural gas produced in the U.S. — and driving down the price to near-record low levels. But many concerns about health and environmental impacts (such as groundwater contamination and air emissions) have been raised. 

While EPA has begun regulating various aspects of fracking (such as air emissions under the Clean Air Act), by far the most closely watched effort is the prospect of EPA regulation under the Safe Drinking Water Act (SDWA). If fracking operations become subject to the permitting process of the SDWA’s “underground injection control” (UIC) program, each new proposed project could suffer great delays (and potential rejection). This is because such permits can only be issued after a public notice and comment process, and issued permits are subject to judicial review. Thus opponents of a proposed fracking project (and many projects are vigorously opposed) could use the legal process produce great delays or even kill a project.

Not surprisingly, EPA’s SDWA guidance development process has involved plenty of lobbying from industry and environmental interest groups. Probably the most contentious issue is how EPA would define “diesel.”

Why is EPA’s definition of “diesel” so critical? In the fracking process, fluids are injected at high pressure to fracture underground rock and shale formations and help extract gas or oil that would otherwise be unobtainable. In 2005, Congress amended the SWDA to provide that EPA could not regulate fracking under the SDWA UIC program except for projects where “diesel” is the fluid used in the injection process. Thus fracking with “diesel” can be regulated under the SDWA; fracking without “diesel” cannot.

Since 2005, industry groups have reported that very few (if any) fracking projects utilize diesel as it is commonly defined (such as No.2 fuel oil). Thus, if EPA were to define “diesel” with the word’s common usage, very little fracking would be subject to the SDWA UIC program.

Recognizing this, environmental interest groups and their Democrat allies in Congress had been urging EPA to issue a very broad definition of diesel. They argued that since diesel contains the “BTEX compounds” (i.e., benzene, toluene, ethylbenzene, and xylenes), any fracking activity with fluids that contain any of those compounds should be regulated. In other words, they argued that any fluid that contained any compound that diesel contained should be defined as “diesel” for purposes of the SDWA. If this extremely broad definition were to prevail, a great majority of the fracking projects in the U.S. would apparently be regulated under the SDWA UIC program.

At various stages in the guidance development project, key EPA staffers had made statements indicating sympathy with the broad definition favored by environmental groups and certain Democrats in Congress. In the newly issued draft guidance, however, EPA has chosen to stick with a more traditional definition of “diesel,” thus pleasing the industry groups. EPA in fact notes that its data shows that probably less than 2% of fracking undertaken as of 2011 used “diesel” as EPA’s new draft guidance defines it.

This limited coverage does not diminish the significance of the draft guidance, however. For one thing, guidance is only “draft” and EPA specifically requests comments (due July 9 as noted above) on whether the definition of “diesel” should be broadened. Moreover, the new draft guidance contains many recommendations for procedures and practices to be followed for fracking operations. Many states are moving in the direction of regulating fracking, and they can be expected to look to the EPA “guidance” in developing their own practices and procedures. Thus interested parties on all sides of the issue would be well advised to study the draft guidance and submit comments.

USPTO Updates: Clean Tech & Customer Partnership Meeting, June 12, 2012

Posted in Cleantech; Patent

The USPTO is now announcing that its next clean tech customer partnership meeting will be held on June 12, 2012 at 1-5 p.m. at its Alexandria, VA campus (South Auditorium, Madison Building). Those who wish to attend can contact Jill Warden, 571-272-1267 (jillwarden@uspto.gov). This will be the second customer partnership meeting; the first was held in May 2011.

Note: the USPTO is no longer accepting the petitions to make special based on its green technology pilot program. Somewhat surprisingly, the leading tech center (TC) for the petitions was TC 2800 (Semiconductors). Less surprising, the other two leading tech centers for the petitions were Chemical (TC 1700) and Mechanical (TC 3700).

Critical Trend: Nanotech Patenting Continues to Rise in 2012 Driving Commercialization (Potentially)

Posted in Cleantech; Patent; Uncategorized

Today, a fresh crop of 102 nanotech class 977 patent publications were published at the US PTO.  The total now for 2012 is 1,249, which projects to the end of the year to be 3,608. If this continues through 2012, it will be another record year for publishing nanotech 977 patent applications. The numbers go up each year: last year 2011 was 3,439; the year before 2,770 (2010); and before than 1,499 (2009). Hence, the number has more than doubled in but two years.

The 977 nanotech patent applications cover the gamut of nanotech commercial application spaces including personalized medicine, cleantech, defense, semiconductors, and the like. See, for example, US Pat. Pub. 2012/0088235 published April 12, 2012 for rapid DNA sequencing, which is critical to personalized medicine.

Hopefully, government is working with venture capital on how best to adapt the investment systems for commercializing nanotech innovations (e.g., technology transfer from universities and federal labs, including the Bayh-Dole system). Otherwise, many opportunities will be wasted.

Recent Hydraulic Fracturing Patenting Shows Connections With Cleantech and Nanotech

Posted in Cleaning Up Hydraulic Fracturing; Cleantech; Patent; Water

Hydraulic fracturing (HF) has become a substantial economic force and the subject of strong policy debate. HF has several connections to cleantech, including issues of water treatment and disposal. Recent patents related to water and cleantech include, for example, USP 8,119,007 to MIT, 8,110,115 to Ibex, and 8,105,488 to Anticline Disposal. U.S. Patents that refer to HF now grant at almost twice the rate as 2009 and before. This year, already, 41 have granted, and the number in 2011 was 224 and in 2010 was 257.

Nanotechnology also should become part of the search for HF technical solutions. USP 8,105,492 to Baker Hughes (“Methods for Recharging Nanoparticle-Treated Beds”) relates heavily to nanotechnology. The patent was not classified as a 977 nanotechnology patent, however. The Abstract shows:

Abstract

Nanoparticle-treated particle packs, such as sand beds, may effectively filter and purify liquids such as waste water. Proppant beds treated with nanoparticles may fixate or reduce fines migration therethrough. When tiny contaminant particles or fines in these fluids flow through the nanoparticle-treated bed or pack, the nanoparticles will capture and hold the tiny contaminant or fines particles within the pack due to the nanoparticles’ surface forces, including, but not necessarily limited to van der Waals and electrostatic forces. Nanoparticle-treated beds or packs may be recharged by contacting the bed with an inorganic acid (but not hydrofluoric acid) or an organic acid, and optionally followed by subsequent treatment with hydrofluoric acid. This treating substantially removes the nanoparticles and the fine particulates that have been removed from a fluid (e.g. wastewater being treated, produced fluids in a formation, etc.). The particle pack may then be re-treated or recharged with nanoparticles.

U.S. P.T.O. Still Accepting Green Tech Accelerated Examination Petitions, in Theory at Least

Posted in Cleantech; Patent; U.S. Patent Reform

Based on review of the US PTO webpage statistics today, the PTO should still be accepting green tech petitions for accelerated examination. The PTO had declared in December that they would stop the program upon granting of 3,500 petitions, or upon reaching the date, March 30, 2012, whichever occurs first. As of the statistics posted today, only 3,375 petitions have been granted. Hence, the program should still be open, in theory at least. However, caution: the statistics also show 335 petitions are being considered, so if a petition is filed now, it may not be reviewed in time.

When this program expires, patent applicants can still file for a track I accelerated examination.

Atomic Layer Deposition (ALD): Nanotechnology Commercialization Quietly in Action

Posted in Cleantech; Electronic Devices; Patent

One important nanotechnology is Atomic Layer Deposition (ALD). In ALD, one can build up molecular layers on surfaces at the angstrom and nanoscale levels. The technology traces back to the 1960′s and 1970′s. ALD has a variety of application areas including defense and cleantech (e.g., solar cells, batteries) as well as the semiconductor industry and medical devices.

This week, new patent litigation was announced involving ALD. Its interesting and important that the patent at issue, US Patent No. 6,812,157, is not categorized as a 977 nanotechnology patent (the plaintiff is Atomic Precision Systems and the defendants include Jusung Engineering, Micron Technology, Intel, and IBM.  More and more ALD patents and patent filings are emerging. For example, the nanotechnology 977 patent publication database shows a rapidly growing role for ALD. As of today, 106 of the 977 patent publications recite ALD or atomic layer deposition in the abstract or claim. Of these, most of them (76) were published in 2010-today, and 2011 showed more (40) compared to 2010 (30).

Nanotechnology does not get the buzz it used to. ALD, however, illustrates how quietly nanotechnology pushes the technology boundaries, decade after decade, and contributes commercially in a variety of diverse applications. ALD is now positioned as a leading nanomanufacturing method. At a recent nanotechnology conference, the ALD commercialization talk from Cambridge NanoTech was a highlight. Another company, ALD NanoSolutions, recently announced progress with defense applications.

President’s Proposed Budget Provides 4.1% Increase for NNI: Energy Way Up; Defense Way Down

Posted in Cleaning Up Hydraulic Fracturing; Cleantech; EPA; Licensing

We have been reviewing the President’s budget proposals announced yesterday, February 13, 2012 (fiscal year 2013 President’s Budget). In particular, we are looking at impact on nanotech and cleantech. Some highlights:

First, the NNI was given a 4.1% increase (NNI is National Nanotechnology Initiative). The total would rise to $1.8B.

Second, within the NNI heavy cuts are slated for defense, including  DOD (down 20%) and Homeland Security (down 14%).

Third, within the NNI, heavy increases are proposed for Energy (up 40%) and the EPA (up 12%).

Interesting that in the webinar provided explaining the rationale, a research program can be cut for failure for lack of good future prospects. Alternatively, however, a research program can be cut if it is commercially successful and transitioning to the private sector. Hence, the input from government is for those programs in the middle.

The webinar also featured the administration continues to assert that the federal government had a major impact over the past thirty years on shale gas developments.

US PTO’s 2012 Steep Fee Increases Controversial; Cleantech and Nanotech Involvement

Posted in Patent; U.S. Patent Reform

We are urgently reviewing the proposed PTO fee increases based on PTO documents issued over the past week. The US PTO appears to agree that some of the steep fee increases, particularly the RCE fee increases, will be controversial. We encourage in 2012 all nanotech entities, cleantech entities, and every other entity under the sun who values patenting to engage in careful study of  the proposed rules to guide the PTO away from the proposed paths of steep fee increases. The PTO purports to be willing to listen to comments in 2012. Got it. We understand the PTO wants more money. They might even need more money. BUT, there are limits to the concept if innovation in the U.S. is to be encouraged, and a stronger sense of gradualism by the PTO on resolving money issues would seem in order.

Natural Gas, Cleantech, and 2012

Posted in Cleaning Up Hydraulic Fracturing; Cleantech; Patent

Secretary of Energy Steven Chu visited Pittsburgh today to review energy, natural gas, and innovation. In his remarks, he spoke of using shale natural gas as a balancing tool for wind and solar power. Chu also stressed the role of patents in innovation.

I noted discussion today at a Nanobusiness Commercialization Association meeting re role of nanotech in shale gas technology and its relationship to cleantech. So awareness of the connections are growing.

Interesting that the administration continues to push that the federal government’s shale gas research of the late 1970′s, in the Jimmy Carter era (and also Gerald Ford), has an important connection with 2012 events in deep shale drilling. Some recent blog activity noted this.

Possibly, or necessarily, shale gas and cleantech can and should arrive at a synergistic relationship. 

Of course, for those who know Pittsburgh, competing with Chu in Pittsburgh today for attention was the Steelers introducing their new offensive coordinator. There is always something new.

Carbon Nanotubes Continue to Amaze from 9 nm to 32 Feet

Posted in Electronic Devices; General; Patent

Carbon nanotubes continue to demonstrate amazing versatility. For example, IBM recently announced 9 nm transistors that outperform siliconNanocomp makes larger carbon nanotube structures and show, on their web page, 32 foot sheets. The web page, www.nano.gov, is doing a better job in 2012 compared to 2011 in conveying updates in the nanotech world, including the IBM development of the 9 nm CNT transistor.

The carbon nanotubes are a central theme in the nanotech patent literature. For example, among the 11,256 US 977 class nanotech patent publications, 37.1% of them mention carbon nanotube or nanotubes. 

It would be good, many would argue, if the United States could develop a coherent, dependable  policy to to commit to develop carbon nanotube technology, and similar nanotech wonders. The benefits will range from 9 nm to 32 foot technologies. Defense will be a leading driver to push the envelope on new materials leading to new products. Private sector venture capital priorities will rise and fall, which is fine, but US policy can promote a more stable, dependable effort to drive the future.